VP General Counsel and Head of Compliance
Katapult
This job is no longer accepting applications
See open jobs at Katapult.See open jobs similar to "VP General Counsel and Head of Compliance" Tribeca Venture Partners.
Position Overview:
Katapult is seeking a General Counsel to provide strategic legal advice, manage corporate governance matters, and collaborate with various departments to grow Katapult while mitigating legal and compliance risks. The ideal candidate will be a generalist who has strong experience with corporate and commercial transactions, leading teams, SEC reporting and compliance, corporate governance best practices, and a proven track record of success in a similar role. This position is part of the executive management team. This includes spearheading critical initiatives, providing insight and advice to the executive leadership team and building a strong team/partner framework for our legal and compliance needs. Our future GC will have demonstrable experience leading the legal and compliance infrastructure and execution, preferably within a growing fintech organization. In addition to this role, the current legal team consists of a compliance lawyer and a compliance analyst.
Primary Job Duties:
? Support the Board and executive leadership on strategic decisions regarding business evolution, product expansion, partnerships, and general execution of the business strategy
? Manage internal and external legal resources and partners related to legal and compliance activities, within the allocated expense budget
? Guide the Board and leadership on best SEC and corporate governance practices
? Oversees and strategizes for litigation, working closely with external firms as needed
? Analyzes and reports on legal and regulatory updates and developments germane to the business
? Supporting the business and direction for general commercial, partner and vendor contracts
? Provide legal support for internal functions, including sales, human resources, marketing, finance, support and IT at all levels of the business
? Support focus on data protection & IP, including reviewing and negotiating agreements related to data processing and supporting data privacy processes, policies and issues
? Lead all regulatory audits, including conducting annual internal compliance audits, and meet with regulators on exams and other regulatory matters
? Identify potential areas of compliance vulnerability and risk and coordinates mitigation strategies with department leaders
? Overall responsibility to evaluate Katapult’s services and operations for compliance issues and design and update the national compliance management program in accordance with applicable federal and state-level regulations and other applicable consumer protection law regulations for Katapult’s offices and business
? Other necessary duties that arise or are assigned
Qualifications:
? Bachelor's degree and JD from accredited institution
? At least one state bar admission and in good standing. Preferably in Texas or New York.
? 7+ years of legal experience with at least 5 years working as the top attorney for a public company
? Preferred experience in consumer financial products, fintech and services.
? Must have strong personal computer and communication skills and a demonstrated ability to operate as part of a distributed team (remotely)
? Collaborator that presents all sides to potential risks giving leaders sufficient information to make the best decisions
? Natural problem solver and commercially focused
? Excellent judgment and analytical skills
Core Competencies:
? Ability to teach others and to iteratively implement better processes
? Thoughtful, adaptable, practical, and able to focus on details in a fast-paced environment
? Detail oriented
? Strong communication skills and ownership mentality
This job is no longer accepting applications
See open jobs at Katapult.See open jobs similar to "VP General Counsel and Head of Compliance" Tribeca Venture Partners.